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  1. ABSTRACT Galactic nuclei are promising sites for stellar origin black hole (BH) mergers, as part of merger hierarchies in deep potential wells. We show that binary black hole (BBH) merger rates in active galactic nuclei (AGNs) should always exceed merger rates in quiescent galactic nuclei (nuclear star clusters, NSCs) around supermassive black holes (SMBHs) without accretion discs. This is primarily due to average binary lifetimes in AGNs that are significantly shorter than those in NSCs. The lifetime difference comes from rapid hardening of BBHs in AGNs, such that their semimajor axes are smaller than the hard–soft boundary of their parent NSC; this contrasts with the large average lifetime to merger for BBHs in NSCs around SMBHs, due to binary ionization mechanisms. Secondarily, merger rates in AGNs are enhanced by gas-driven binary formation mechanisms. Formation of new BHs in AGN discs is a minor contributor to the rate differences. With the gravitational wave detection of several BBHs with at least one progenitor in the upper mass gap, and signatures of dynamical formation channels in the χeff distribution, we argue that AGNs could contribute $$\sim 25{\!-\!}80{{\ \rm per\ cent}}$$ of the LIGO–Virgo measured rate of $$\sim 24\, \rm {Gpc}^{-3} \rm {yr}^{-1}$$. 
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  2. ABSTRACT Stars and stellar remnants orbiting a supermassive black hole (SMBH) can interact with an active galactic nucleus (AGN) disc. Over time, prograde orbiters (inclination i < 90°) decrease inclination, as well as semimajor axis (a) and eccentricity (e) until orbital alignment with the gas disc (‘disc capture’). Captured stellar-origin black holes (sBH) add to the embedded AGN population that drives sBH–sBH mergers detectable in gravitational waves using LIGO–Virgo–KAGRA or sBH–SMBH mergers detectable with Laser Interferometer Space Antenna. Captured stars can be tidally disrupted by sBH or the SMBH or rapidly grow into massive ‘immortal’ stars. Here, we investigate the behaviour of polar and retrograde orbiters (i ≥ 90°) interacting with the disc. We show that retrograde stars are captured faster than prograde stars, flip to prograde orientation (i < 90°) during capture, and decrease a dramatically towards the SMBH. For sBH, we find a critical angle iret ∼ 113°, below which retrograde sBH decay towards embedded prograde orbits (i → 0°), while for io > iret sBH decay towards embedded retrograde orbits (i → 180°). sBH near polar orbits (i ∼ 90°) and stars on nearly embedded retrograde orbits (i ∼ 180°) show the greatest decreases in a. Whether a star is captured by the disc within an AGN lifetime depends primarily on disc density, and secondarily on stellar type and initial a. For sBH, disc capture time is longest for polar orbits, low-mass sBH, and lower density discs. Larger mass sBH should typically spend more time in AGN discs, with implications for the spin distribution of embedded sBH. 
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  3. Abstract Active galactic nuclei (AGNs) are promising environments for the assembly of merging binary black hole (BBH) systems. Interest in AGNs as nurseries for merging BBHs is rising, following the detection of gravitational waves from a BBH system from the purported pair-instability mass gap, most notably GW190521. AGNs have also been invoked to explain the formation of the high-mass-ratio system GW190814. We draw on simulations of BBH systems in AGNs to propose a phenomenological model for the distribution of black hole spins of merging binaries in AGN disks. The model incorporates distinct features that make the AGN channel potentially distinguishable from other channels, such as assembly in the field and in globular clusters. The model parameters can be mapped heuristically to the age and density of the AGN disks. We estimate the extent to which different populations of mergers in AGNs can be distinguished. If the majority of merging black holes are assembled in AGNs, future gravitational-wave observations may provide insights into the dynamics of AGN disks. 
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  4. Abstract Stars are likely embedded in the gas disks of active galactic nuclei (AGN). Theoretical models predict that in the inner regions of the disk, these stars accrete rapidly, with fresh gas replenishing hydrogen in their cores faster than it is burned into helium, effectively stalling their evolution at hydrogen burning. We produce order-of-magnitude estimates of the number of such stars in a fiducial AGN disk. We find numbers of order 10 2–4 , confined to the inner r cap ∼ 3000 r s ∼ 0.03 pc. These stars can profoundly alter the chemistry of AGN disks, enriching them in helium and depleting them in hydrogen, both by order-unity amounts. We further consider mergers between these stars and other disk objects, suggesting that star–star mergers result in rapid mass loss from the remnant to restore an equilibrium mass, while star–compact object mergers may result in exotic outcomes and even host binary black hole mergers within themselves. Finally, we examine how these stars react as the disk dissipates toward the end of its life, and find that they may return mass to the disk fast enough to extend its lifetime by a factor of several and/or may drive powerful outflows from the disk. Post-AGN, these stars rapidly lose mass and form a population of stellar mass black holes around 10 M ⊙ . Due to the complex and uncertain interactions between embedded stars and the disk, their plausible ubiquity, and their order-unity impact on disk structure and evolution, they must be included in realistic disk models. 
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  5. ABSTRACT Observations by LIGO–Virgo of binary black hole mergers suggest a possible anticorrelation between black hole mass ratio (q = m2/m1) and the effective inspiral spin parameter χeff, the mass-weighted spin projection on to the binary orbital angular momentum. We show that such an anticorrelation can arise for binary black holes assembled in active galactic nuclei (AGNs) due to spherical and planar symmetry-breaking effects. We describe a phenomenological model in which (1) heavier black holes live in the AGN disc and tend to spin-up into alignment with the disc; (2) lighter black holes with random spin orientations live in the nuclear spheroid; (3) the AGN disc is dense enough to rapidly capture a fraction of the spheroid component, but small in radial extent to limit the number of bulk disc mergers; (4) migration within the disc is non-uniform, likely disrupted by feedback from migrators or disc turbulence; (5) dynamical encounters in the disc are common and preferentially disrupt binaries that are retrograde around their centre of mass, particularly at stalling orbits, or traps. Comparisons of predictions in (q, χeff) parameter space for the different channels may allow us to distinguish their fractional contributions to the observed merger rates. 
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  6. Abstract The accretion disks of active galactic nuclei (AGNs) are promising locations for the merger of compact objects detected by gravitational wave (GW) observatories. Embedded within a baryon-rich, high-density environment, mergers within AGNs are the only GW channel where an electromagnetic (EM) counterpart must occur (whether detectable or not). Considering AGNs with unusual flaring activity observed by the Zwicky Transient Facility (ZTF), we describe a search for candidate EM counterparts to binary black hole (BBH) mergers detected by LIGO/Virgo in O3. After removing probable false positives, we find nine candidate counterparts to BBH mergers during O3 (seven in O3a, two in O3b) with a p -value of 0.0019. Based on ZTF sky coverage, AGN geometry, and merger geometry, we expect ≈3( N BBH /83)( f AGN /0.5) potentially detectable EM counterparts from O3, where N BBH is the total number of observed BBH mergers and f AGN is the fraction originating in AGNs. Further modeling of breakout and flaring phenomena in AGN disks is required to reduce our false-positive rate. Two of the events are also associated with mergers with total masses >100 M ⊙ , which is the expected rate for O3 if hierarchical (large-mass) mergers occur in the AGN channel. Candidate EM counterparts in future GW observing runs can be better constrained by coverage of the Southern sky as well as spectral monitoring of unusual AGN flaring events in LIGO/Virgo alert volumes. A future set of reliable AGN EM counterparts to BBH mergers will yield an independent means of measuring cosmic expansion ( H 0 ) as a function of redshift. 
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  7. null (Ed.)
    ABSTRACT Advanced LIGO and Advanced Virgo are detecting a large number of binary stellar origin black hole (BH) mergers. A promising channel for accelerated BH merger lies in active galactic nucleus (AGN) discs of gas around supermasssive BHs. Here, we investigate the relative number of compact object (CO) mergers in AGN disc models, including BH, neutron stars (NS), and white dwarfs, via Monte Carlo simulations. We find the number of all merger types in the bulk disc grows ∝ t1/3 which is driven by the Hill sphere of the more massive merger component. Median mass ratios of NS–BH mergers in AGN discs are $$\tilde{q}=0.07\pm 0.06(0.14\pm 0.07)$$ for mass functions (MF) M−1(− 2). If a fraction fAGN of the observed rate of BH–BH mergers (RBH–BH) come from AGN, the rate of NS–BH (NS–NS) mergers in the AGN channel is $${R}_{\mathrm{ BH}\!-\!\mathrm{ NS}} \sim f_{\mathrm{ AGN}}[10,300]\, \rm {Gpc}^{-3}\, \rm {yr}^{-1},({\mathit{ R}}_{NS\!-\!NS} \le \mathit{ f}_{AGN}400\, \rm {Gpc}^{-3}\, \rm {yr}^{-1}$$). Given the ratio of NS–NS/BH–BH LIGO search volumes, from preliminary O3 results the AGN channel is not the dominant contribution to observed NS–NS mergers. The number of lower mass gap events expected is a strong function of the nuclear MF and mass segregation efficiency. CO merger ratios derived from LIGO can restrict models of MF, mass segregation, and populations embedded in AGN discs. The expected number of electromagnetic (EM) counterparts to NS–BH mergers in AGN discs at z < 1 is $$\sim [30,900]\, {\rm {yr}}^{-1}(f_{\mathrm{ AGN}}/0.1)$$. EM searches for flaring events in large AGN surveys will complement LIGO constraints on AGN models and the embedded populations that must live in them. 
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  8. ABSTRACT Accretion discs around supermassive black holes are promising sites for stellar mass black hole mergers detectable with LIGO. Here we present the results of Monte Carlo simulations of black hole mergers within 1-d AGN disc models. For the spin distribution in the disc bulk, key findings are: (1) The distribution of χeff is naturally centred around $$\tilde{\chi }_{\rm eff} \approx 0.0$$, (2) the width of the χeff distribution is narrow for low natal spins. For the mass distribution in the disc bulk, key findings are: (3) mass ratios $$\tilde{q} \sim 0.5\!-\!0.7$$, (4) the maximum merger mass in the bulk is $$\sim 100\!-\!200\, \mathrm{M}_{\odot }$$, (5) $$\sim 1{{\ \rm per\ cent}}$$ of bulk mergers involve BH $$\gt 50\, \mathrm{M}_{\odot }$$ with (6) $$\simeq 80{{\ \rm per\ cent}}$$ of bulk mergers are pairs of first generation BH. Additionally, mergers at a migration trap grow an IMBH with typical merger mass ratios $$\tilde{q}\sim 0.1$$. Ongoing LIGO non-detections of black holes $$\gt 10^{2}\, \mathrm{M}_{\odot }$$ puts strong limits on the presence of migration traps in AGN discs (and therefore AGN disc density and structure) as well as median AGN disc lifetime. The highest merger rate occurs for this channel if AGN discs are relatively short-lived (≤1 Myr) so multiple AGN episodes can happen per Galactic nucleus in a Hubble time. 
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  9. ABSTRACT Low ionization nuclear emission-line regions (LINERs) are a heterogeneous collection of up to one-third of galactic nuclei in the local Universe. It is unclear whether LINERs are simply the result of low accretion rates onto supermassive black holes (BHs) or whether they include a large number of optically thick radiatively inefficient but super-Eddington accretion flows (RIAFs). Optically thick RIAFs are typically discs of large-scale height or quasi-spherical gas flows. These should be dense enough to trap and merge a large number of the stellar mass BHs, which we expect to exist in galactic nuclei. Electromagnetic observations of photospheres of accretion flows do not allow us to break model degeneracies. However, gravitational wave observations probe the interior of accretion flows where the merger of stellar mass BHs can be greatly accelerated over the field rate. Here, we show that the upper limits on the rate of BH mergers observed with LIGO demonstrate that most LINERs cannot be optically thick RIAFs. 
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